L••• B•••• E•••••

• F••••• I••••••••• independent RIA current
  since Apr 11, 2022 · Plano, Tx
• T• A••••••••• I••••••••• M••••••••• L•• former
  Aug 10, 2016 to Dec 31, 2020 · Beverly Hills, Ca
• T• A••••••••• I••• former
  Aug 10, 2016 to Jan 11, 2021 · Beverly Hills, Ca
• S•••••••• A••••••• L•• national BD
  Nov 3, 2015 to Jul 14, 2016 · Jacksonville, Fl

• T• A••••••••• I••• to F••••• I•••••••••
  left Jan 11, 2021, registered Apr 11, 2022 (455 days) · Other
• T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
  left Dec 31, 2020, registered Aug 10, 2016 (-1604 days) · corporate re-registration, not a move
• S•••••••• A••••••• L•• to T• A••••••••• I••••••••• M••••••••• L••
  left Jul 14, 2016, registered Aug 10, 2016 (27 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

13derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address