DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Courtney Katie Robert

Ameriprise Financial Services, LLCnational BDMidvale, Utdual registrantIAPD 6443297

Feed of 09/14/2026

Also filed as Courtney Katie Robert

At current firm

0 y

since Sep 4, 2026

In the industry

11 y

since Jan 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Ameriprise Financial Services, LLC national BD current
since Sep 4, 2026 · Midvale, Ut
Wells Fargo Advisors wirehouse
Jan 7, 2026 to Aug 7, 2026 · Salt Lake City, Ut
Equitable Advisors, LLC national BD
Nov 20, 2024 to Oct 27, 2025 · Salt Lake City, Ut
Edward Jones national BD
Feb 28, 2019 to Aug 13, 2024 · Maryland Heights, Mo

Moves

a registration end followed by a registration begin elsewhere

Wells Fargo Advisors to Ameriprise Financial Services, LLC
left Aug 7, 2026, registered Sep 4, 2026 (28 days) · Wirehouse to affiliated broker-dealer or bank
Equitable Advisors, LLC to Wells Fargo Advisors
left Oct 27, 2025, registered Jan 7, 2026 (72 days) · Affiliated broker-dealer or bank to wirehouse
Edward Jones to Equitable Advisors, LLC
left Aug 13, 2024, registered Nov 20, 2024 (99 days) · Affiliated broker-dealer or bank to another

Signals

Courtney Katie Robert left Wells Fargo Advisors for Ameriprise Financial Services, Llc (registered 2026-09-04)
Aug 7, 2026 · Advisor changed firm · fact
Courtney Katie Robert left Equitable Advisors, Llc for Wells Fargo Advisors (registered 2026-01-07)
Oct 27, 2025 · Advisor changed firm · fact
Courtney Katie Robert left Edward Jones for Equitable Advisors, Llc (registered 2024-11-20)
Aug 13, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address