DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••••• M• P••••••

L•• F•••••••• L••BD affiliatedLevittown, Nydual registrantIAPD 6444384

Feed of 09/14/2026

Also filed as Stephen Michael Plackis

At current firm

1 y

since Jul 14, 2025

In the industry

11 y

since May 14, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jul 14, 2025 · Levittown, Ny
B•• P•••••••• I••• BD affiliated
May 29, 2025 to Jul 15, 2025 · Centerport, Ny
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Mar 3, 2025 to Jun 12, 2025 · Melville, Ny
P••• A••••• S••••••••• L•• BD affiliated
Mar 18, 2020 to Feb 14, 2025 · Port Jefferson Station, Ny
F•••• C•••••• A••••••• S••••••• BD affiliated
Nov 22, 2016 to Mar 2, 2020 · Cornwall, Ny

Moves

a registration end followed by a registration begin elsewhere

B•• P•••••••• I••• to L•• F•••••••• L••
left Jul 15, 2025, registered Jul 14, 2025 (-1 days) · Affiliated broker-dealer or bank to another
N••••••••• M••••• I••••••••• S••••••••• to B•• P•••••••• I•••
left Jun 12, 2025, registered May 29, 2025 (-14 days) · Other
P••• A••••• S••••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••
left Feb 14, 2025, registered Mar 3, 2025 (17 days) · Other
F•••• C•••••• A••••••• S••••••• to P••• A••••• S••••••••• L••
left Mar 2, 2020, registered Mar 18, 2020 (16 days) · Affiliated broker-dealer or bank to another

Signals

S•••••• M• P•••••• left B•• P•••••••• I••• for L•• F•••••••• L•• (registered 2025-07-14)
Jul 15, 2025 · Advisor changed firm · fact
S•••••• M• P•••••• left N••••••••• M••••• I••••••••• S••••••••• for B•• P•••••••• I••• (registered 2025-05-29)
Jun 12, 2025 · Advisor changed firm · fact
S•••••• M• P•••••• left P••• A••••• S••••••••• L•• for N••••••••• M••••• I••••••••• S••••••••• (registered 2025-03-03)
Feb 14, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address