K•••••• M•••••

• P•••••• A•••••• G••••• L•• BD affiliated current
  since Dec 4, 2022 · Mt. Juliet, Tn
• C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
  Dec 8, 2017 to Dec 9, 2022 · Nashville, Tn
• O• I••••••••• M••••••••• C• BD affiliated
  Jun 28, 2017 to Dec 14, 2017 · Cincinnati, Oh
• M•• I•••••••• S•••••••• L•• BD affiliated
  Apr 26, 2016 to Jun 2, 2017 · Cincinnati, Oh

• C•••••••• I••••••••• R••••••• A•••••••• I••• to P•••••• A•••••• G••••• L••
  left Dec 9, 2022, registered Dec 4, 2022 (-5 days) · Affiliated broker-dealer or bank to another
• O• I••••••••• M••••••••• C• to C•••••••• I••••••••• R••••••• A•••••••• I•••
  left Dec 14, 2017, registered Dec 8, 2017 (-6 days) · Other
• M•• I•••••••• S•••••••• L•• to O• I••••••••• M••••••••• C•
  left Jun 2, 2017, registered Jun 28, 2017 (26 days) · Other

• ••• Locked
  Dec 9, 2022 · a•••••• firm change · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

11derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address