RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• J••••• M••••••
- P•• W••••• M••••••••• BD affiliated currentsince Feb 26, 2024 · Ligonier, Pa
- O•••• I••••••••• I••• BD affiliatedJun 8, 2022 to Dec 15, 2023 · Johnstown, Pa
- P•• W••••• M••••••••• BD affiliatedFeb 28, 2020 to Jun 9, 2022 · Pittsburgh, Pa
- U••• I••••••••• S••••••• C•••••• no RAUMJul 29, 2019 to Feb 14, 2020 · Tampa, Fl
- T• A••••••••• I••••••••• M••••••••• L•• formerMay 22, 2018 to Feb 25, 2019 · Hickory, Nc
- T• A••••••••• I••• formerMay 22, 2018 to Feb 25, 2019 · Hickory, Nc
- O•••• I••••••••• I••• to P•• W••••• M•••••••••left Dec 15, 2023, registered Feb 26, 2024 (73 days) · Affiliated broker-dealer or bank to another
- P•• W••••• M••••••••• to O•••• I••••••••• I•••left Jun 9, 2022, registered Jun 8, 2022 (-1 days) · Affiliated broker-dealer or bank to another
- U••• I••••••••• S••••••• C•••••• to P•• W••••• M•••••••••left Feb 14, 2020, registered Feb 28, 2020 (14 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Feb 25, 2019, registered May 22, 2018 (-279 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 25, 2019, registered May 22, 2018 (-279 days) · Other
- T••••• J••••• M•••••• left O•••• I••••••••• I••• for P•• W••••• M••••••••• (registered 2024-02-26)Dec 15, 2023 · Advisor changed firm · fact
- T••••• J••••• M•••••• left P•• W••••• M••••••••• for O•••• I••••••••• I••• (registered 2022-06-08)Jun 9, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address