DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Yadira D Luna
Feed of 09/14/2026
Also filed as Yadira Cazares
At current firm
1 y
since Mar 31, 2025
In the industry
11 y
since Mar 1, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Strategic Advisers LLC national BD currentsince Mar 31, 2025 · San Jose, Ca
- Fidelity Personal And Workplace Advisors formerFeb 24, 2021 to Mar 31, 2025 · Sunnyvale, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 22, 2020 to Jan 8, 2021 · New York, Ny
- American Century Investments Private Client Group, Inc. BD affiliatedOct 4, 2018 to May 4, 2020 · Mountain View, Ca
Moves
a registration end followed by a registration begin elsewhere
- Fidelity Personal And Workplace Advisors to Strategic Advisers LLCleft Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Fidelity Personal And Workplace Advisorsleft Jan 8, 2021, registered Feb 24, 2021 (47 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- American Century Investments Private Client Group, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft May 4, 2020, registered Oct 22, 2020 (171 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address