DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• L••••••• F•••••••

M••••• G••••• A••••••• I•••independent RIABoulder, Co IA-onlyIAPD 6456147

Certified Financial Planner

Feed of 09/15/2026

At current firm

1 y

since Dec 12, 2024

In the industry

11 y

since Aug 14, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• G••••• A••••••• I••• independent RIA current
since Dec 12, 2024 · Boulder, Co
M••••• F••• W••••• M••••••••• L•• independent RIA
Dec 24, 2020 to Nov 25, 2024 · Denver, Co
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Oct 22, 2020 · Boston, Ma
S•••••••• A••••••• L•• national BD
Mar 30, 2017 to Jul 13, 2018 · Greenwood Village, Co

Moves

a registration end followed by a registration begin elsewhere

M••••• F••• W••••• M••••••••• L•• to M••••• G••••• A••••••• I•••
left Nov 25, 2024, registered Dec 12, 2024 (17 days) · RIA to RIA
F••••••• P••••••• A•• W•••••••• A••••••• to M••••• F••• W••••• M••••••••• L••
left Oct 22, 2020, registered Dec 24, 2020 (63 days) · Affiliated broker-dealer or bank to independent RIA
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move

Signals

J••• L••••••• F••••••• no longer holds an investment adviser registration (last listed at M••••• G••••• A••••••• I••• on the 2026-09-16 feed)
Sep 16, 2026 · Advisor registration ended · derived
J••• L••••••• F••••••• left M••••• F••• W••••• M••••••••• L•• for M••••• G••••• A••••••• I••• (registered 2024-12-12)
Nov 25, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address