DFX Intelligence

RIA Intelligence

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Registered advisor

B•••••• G•••• S•••••••

B••••• P••••• A•••••••• L••independent RIAGreensboro, Nc IA-onlyIAPD 6456162

Certified Financial Planner

Feed of 09/14/2026

Also filed as B•••••• G•••• S•••••••

At current firm

3 y

since Jan 30, 2023

In the industry

11 y

since Jul 29, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B••••• P••••• A•••••••• L•• independent RIA current
since Jan 30, 2023 · Newport Beach, Ca
C••••••••• F•••••••• N•••••• national BD
Jul 27, 2018 to May 27, 2022 · Arlington, Va
A••••••••• F•••••••• S•••••••• L•• national BD
Jan 31, 2017 to Jun 20, 2018 · Thornton, Co
C•••••• S••••• • C••• I••• national BD
Jul 29, 2015 to Oct 19, 2016 · Lone Tree, Co

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to B••••• P••••• A•••••••• L••
left May 27, 2022, registered Jan 30, 2023 (248 days) · Affiliated broker-dealer or bank to independent RIA
A••••••••• F•••••••• S•••••••• L•• to C••••••••• F•••••••• N••••••
left Jun 20, 2018, registered Jul 27, 2018 (37 days) · Affiliated broker-dealer or bank to another
C•••••• S••••• • C••• I••• to A••••••••• F•••••••• S•••••••• L••
left Oct 19, 2016, registered Jan 31, 2017 (104 days) · Affiliated broker-dealer or bank to another

Signals

B•••••• G•••• S••••••• left C••••••••• F•••••••• N•••••• for B••••• P••••• A•••••••• L•• (registered 2023-01-30)
May 27, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address