DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brandon James Grocki
Certified Financial Planner
Feed of 09/15/2026
Also filed as Brandon Grocki
At current firm
0 y
since Feb 17, 2026
In the industry
11 y
since Jul 8, 2015 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Kestra Advisory Services, LLC BD affiliated currentsince Feb 17, 2026 · Tinton Falls, Nj
- Hornor, Townsend & Kent, LLC independent RIAMay 7, 2018 to Feb 17, 2026 · Edison, Nj
- Cetera Investment Advisers LLC BD affiliatedOct 26, 2016 to Feb 15, 2018 · Englishtown, Nj
- Wbi Investments, LLC independent RIANov 23, 2015 to Oct 14, 2016 · Red Bank, Nj
- Equitable Advisors, LLC national BDJul 10, 2015 to Oct 19, 2015 · Helmetta, Nj
Moves
a registration end followed by a registration begin elsewhere
- Hornor, Townsend & Kent, LLC to Kestra Advisory Services, LLCleft Feb 17, 2026, registered Feb 17, 2026 (0 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Cetera Investment Advisers LLC to Hornor, Townsend & Kent, LLCleft Feb 15, 2018, registered May 7, 2018 (81 days) · Other
- Wbi Investments, LLC to Cetera Investment Advisers LLCleft Oct 14, 2016, registered Oct 26, 2016 (12 days) · Other
- Equitable Advisors, LLC to Wbi Investments, LLCleft Oct 19, 2015, registered Nov 23, 2015 (35 days) · Other
Signals
- Brandon James Grocki left Hornor, Townsend & Kent, Llc for Kestra Advisory Services, Llc (registered 2026-02-17)Feb 17, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address