A•••••••• J••••• C••••••• R••••••••

• P••••••• T•••• I••••••••• L•• state registered current
  since Jan 2, 2020 · Lawrence, Ks
• E••••• J•••• national BD
  Jan 30, 2017 to Jul 30, 2019 · Hutchinson, Ks
• M•• I•••••••• S•••••••• L•• BD affiliated
  Mar 9, 2016 to Jan 10, 2017 · Wichita, Ks
• O• I••••••••• M••••••••• C• BD affiliated
  May 29, 2015 to Feb 9, 2016 · Wichita, Ks

• E••••• J•••• to P••••••• T•••• I••••••••• L••
  left Jul 30, 2019, registered Jan 2, 2020 (156 days) · Affiliated broker-dealer or bank to a state-registered adviser
• M•• I•••••••• S•••••••• L•• to E••••• J••••
  left Jan 10, 2017, registered Jan 30, 2017 (20 days) · Other
• O• I••••••••• M••••••••• C• to M•• I•••••••• S•••••••• L••
  left Feb 9, 2016, registered Mar 9, 2016 (29 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

11derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address