RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• J• P•••••
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Quincy, Ma
- F••••••• P••••••• A•• W•••••••• A••••••• formerMar 6, 2024 to Mar 31, 2025 · Hingham, Ma
- A••••• A•••• M••••••••• U•• I••• formerJan 4, 2021 to Oct 13, 2023 · Boston, Ma
- A••••• P•••••• I••••••••• A•••• M••••••••• I••• formerNov 14, 2018 to Dec 31, 2020 · Boston, Ma
- P•• W••••• M••••••••• BD affiliatedJul 12, 2016 to Nov 1, 2018 · Cleveland, Oh
- M•• F•••••••• S•••••••• I••• formerNov 12, 2015 to Jun 22, 2016 · Highland Hills, Oh
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- A••••• A•••• M••••••••• U•• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Oct 13, 2023, registered Mar 6, 2024 (145 days) · Other
- A••••• P•••••• I••••••••• A•••• M••••••••• I••• to A••••• A•••• M••••••••• U•• I•••left Dec 31, 2020, registered Jan 4, 2021 (4 days) · corporate re-registration, not a move
- P•• W••••• M••••••••• to A••••• P•••••• I••••••••• A•••• M••••••••• I•••left Nov 1, 2018, registered Nov 14, 2018 (13 days) · Other
- M•• F•••••••• S•••••••• I••• to P•• W••••• M•••••••••left Jun 22, 2016, registered Jul 12, 2016 (20 days) · Other
- J••••• J• P••••• left A••••• A•••• M••••••••• U•• I••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2024-03-06)Oct 13, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address