RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• D•••• H•••••
- P••••••••• F•••••••• G••••• I••• independent RIA currentsince Dec 12, 2025 · San Ramon, Ca
- P••••••••• F•••••••• G••••• I••• formerApr 30, 2021 to Dec 24, 2025 · San Ramon, Ca
- I•••••• W••••• S••••••••• L•• independent RIANov 13, 2018 to May 3, 2021 · San Ramon, Ca
- E• W••••• A••••••• independent RIANov 1, 2016 to Nov 12, 2018 · Lafayette, Ca
- P••••••••• F•••••••• G••••• I••• to P••••••••• F•••••••• G••••• I•••left Dec 24, 2025, registered Dec 12, 2025 (-12 days) · channel change inside one enterprise, not a move · moved with a team
- I•••••• W••••• S••••••••• L•• to P••••••••• F•••••••• G••••• I•••left May 3, 2021, registered Apr 30, 2021 (-3 days) · RIA to RIA
- E• W••••• A••••••• to I•••••• W••••• S••••••••• L••left Nov 12, 2018, registered Nov 13, 2018 (1 days) · RIA to RIA
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address