RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• L••• F••••••
- S••••••• F•••••••• S•••••••• I••• independent RIA currentsince Mar 12, 2024 · Charlottesville, Va
- P•••••• A•••••• G••••• L•• BD affiliatedOct 27, 2021 to Mar 14, 2024 · Charlottesville, Va
- T• A••••••••• I••• formerFeb 28, 2018 to Jan 11, 2021 · Charlottesville, Va
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 26, 2018 to Dec 31, 2020 · Omaha, Ne
- S•••••••• I••••••••• M••••••••• formerMay 10, 2017 to Feb 26, 2018 · Saint Louis, Mo
- V•••• F•••••••• A•••••••• I••• BD affiliatedJul 31, 2015 to Mar 22, 2017 · Richmond, Va
- P•••••• A•••••• G••••• L•• to S••••••• F•••••••• S•••••••• I•••left Mar 14, 2024, registered Mar 12, 2024 (-2 days) · Affiliated broker-dealer or bank to independent RIA
- T• A••••••••• I••• to P•••••• A•••••• G••••• L••left Jan 11, 2021, registered Oct 27, 2021 (289 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Dec 31, 2020, registered Feb 28, 2018 (-1037 days) · corporate re-registration, not a move
- S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
- V•••• F•••••••• A•••••••• I••• to S•••••••• I••••••••• M•••••••••left Mar 22, 2017, registered May 10, 2017 (49 days) · Other
- J•••• L••• F•••••• left P•••••• A•••••• G••••• L•• for S••••••• F•••••••• S•••••••• I••• (registered 2024-03-12)Mar 14, 2024 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address