DFX Intelligence
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Registered advisor
J••• W•••••• S•••••• I•
Feed of 09/14/2026
Also filed as J••• S••••••••• W•••••• S••••••
At current firm
5 y
since Apr 16, 2021
In the industry
11 y
since Mar 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• P••••••• I••••••••• A•••••••• L•• BD affiliated currentsince Apr 16, 2021 · Shreveport, La
- M••••• S•••••• wirehouseJul 23, 2018 to May 10, 2021 · Shreveport, La
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to S•••••• P••••••• I••••••••• A•••••••• L••left May 10, 2021, registered Apr 16, 2021 (-24 days) · Wirehouse to independent RIA · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address