DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jacob Lee Hartke

LPL Financial LLCBD affiliatedFairmont, Mn dual registrantIAPD 6488711

Feed of 09/15/2026

At current firm

0 y

since Feb 2, 2026

In the industry

10 y

since Mar 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Feb 2, 2026 · Fairmont, Mn
Lake Street independent RIA
Jun 2, 2025 to Jan 30, 2026 · Fairmont, Mn
Elevation Point Wealth Partners, LLC independent RIA
Aug 26, 2024 to Jul 21, 2025 · Denver, Co
Sweet Financial Partners, LLC former
Nov 1, 2021 to Jul 31, 2024 · Fairmont, Mn
Raymond James Financial Services Advisors, Inc BD affiliated
Jul 11, 2016 to Nov 9, 2021 · Fairmont, Mn

Moves

a registration end followed by a registration begin elsewhere

Lake Street to LPL Financial LLC
left Jan 30, 2026, registered Feb 2, 2026 (3 days) · RIA to affiliated broker-dealer or bank
Elevation Point Wealth Partners, LLC to Lake Street
left Jul 21, 2025, registered Jun 2, 2025 (-49 days) · RIA to RIA
Sweet Financial Partners, LLC to Elevation Point Wealth Partners, LLC
left Jul 31, 2024, registered Aug 26, 2024 (26 days) · RIA to RIA
Raymond James Financial Services Advisors, Inc to Sweet Financial Partners, LLC
left Nov 9, 2021, registered Nov 1, 2021 (-8 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team

Signals

Jacob Lee Hartke left Lake Street for Lpl Financial Llc (registered 2026-02-02)
Jan 30, 2026 · Advisor changed firm · fact
Jacob Lee Hartke left Elevation Point Wealth Partners, Llc for Lake Street (registered 2025-06-02)
Jul 21, 2025 · Advisor changed firm · fact
Jacob Lee Hartke left Sweet Financial Partners, Llc for Elevation Point Wealth Partners, Llc (registered 2024-08-26)
Jul 31, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address