DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Bryan Caulkins

Cambridge Investment Research Advisors, Inc.BD affiliatedWalnut Creek, Ca dual registrantIAPD 6489532

Feed of 09/15/2026

Also filed as Bryan Wellington Caulkins

At current firm

3 y

since Feb 19, 2023

In the industry

10 y

since Sep 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cambridge Investment Research Advisors, Inc. BD affiliated current
since Jun 17, 2025 · Desoto, Tx
Proxy Wealth Advisors LLC independent RIA current
since Feb 19, 2023 · Windermere, Fl
Proxy Freedom unclassified
Jun 30, 2023 to Jan 12, 2026 · Winter Park, Fl
United Planners' Financial Services Of America A Limited Partner independent RIA
Sep 21, 2022 to Jun 25, 2025 · Winter Garden, Fl
Proxy Wealth Advisors LLC independent RIA
Aug 13, 2018 to Sep 15, 2022 · Aventura, Fl
Principal Securities, Inc. BD affiliated
Jul 6, 2018 to Jul 13, 2018 · Maitland, Fl

Moves

a registration end followed by a registration begin elsewhere

Proxy Freedom to Cambridge Investment Research Advisors, Inc.
left Jan 12, 2026, registered Jun 17, 2025 (-209 days) · Other
United Planners' Financial Services Of America A Limited Partner to Proxy Wealth Advisors LLC
left Jun 25, 2025, registered Feb 19, 2023 (-857 days) · RIA to RIA
Proxy Wealth Advisors LLC to United Planners' Financial Services Of America A Limited Partner
left Sep 15, 2022, registered Sep 21, 2022 (6 days) · RIA to RIA
Principal Securities, Inc. to Proxy Wealth Advisors LLC
left Jul 13, 2018, registered Aug 13, 2018 (31 days) · Affiliated broker-dealer or bank to independent RIA

Signals

Bryan Caulkins left Proxy Freedom for Cambridge Investment Research Advisors, Inc. (registered 2025-06-17)
Jan 12, 2026 · Advisor changed firm · fact
Bryan Caulkins left United Planners' Financial Services Of America A Limited Partner for Proxy Wealth Advisors Llc (registered 2023-02-19)
Jun 25, 2025 · Advisor changed firm · fact
Bryan Caulkins left Proxy Wealth Advisors Llc for United Planners' Financial Services Of America A Limited Partner (registered 2022-09-21)
Sep 15, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address