RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• J•••••• C••••
- C••••••• P••••••• independent RIA currentsince Feb 4, 2022 · Overland Park, Ks
- H•••••••• C••••••• L•• asset managerJun 10, 2019 to Jun 15, 2022 · Fred Ricksburg, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 18, 2017 to Mar 22, 2019 · La Jolla, Ca
- P•••••••• V•••• I••• formerSep 15, 2017 to Sep 21, 2017 · San Diego, Ca
- H•••••••• C••••••• L•• to C••••••• P•••••••left Jun 15, 2022, registered Feb 4, 2022 (-131 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to H•••••••• C••••••• L••left Mar 22, 2019, registered Jun 10, 2019 (80 days) · Other
- P•••••••• V•••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 21, 2017, registered Sep 18, 2017 (-3 days) · Other
- J••• J•••••• C•••• left H•••••••• C••••••• L•• for C••••••• P••••••• (registered 2022-02-04)Jun 15, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address