DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H•••••••• C••••••• L••
Latest filing May 26, 2026
First filing on the tape Mar 29, 2019 · 12 filings
SEC status approved since May 7, 2019
RAUM
$824M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$824M
derived; firm RAUM over IAPD count
Employees
20
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$824M as of May 26, 2026
Mar 30, 2020$284M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 26, 2026
Mar 30, 20200 then
Employees (5.A)20 as of May 26, 2026
Mar 30, 20207 then
Private funds2 as of May 26, 2026
Mar 30, 20201 then
RAUM +71% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of May 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $824MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $412MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 20.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +38%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $824M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$824M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $824M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••••• S•••• G••••• | Fredricksburg, Tx | Jun 11, 2019 | 35 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J••• J•••••• C•••• to C••••••• P•••••••Jun 15, 2022 · Other
Joined, latest
- K•••••• S•••• G••••• from W••••••• W••••• A•••••••• I•••Jun 11, 2019 · Other
- J••• J•••••• C•••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jun 10, 2019 · Other
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H•••••••• P•••••• C••••• I••••• F•••• L••• | Other Private Fund | $549M | 693 | Mar 27, 2018 |
| H•••••••• O••••••••• F•••• L••• | Other Private Fund | $117M | 77 | Apr 1, 2024 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• J••••••••• R• · Managing Member / Owner / Chief Compliance Officercontrolsince 09/2014 · owns 75% or more
Related persons
Schedule D 7.A
- H•••••••• C•••••• M••••••••• L••bankn
- H•••••••• O••••••••• F••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 9 to 10May 29, 2025 to May 26, 2026
- Assets in custody · $759M to $824MMay 29, 2025 to May 26, 2026
- Employees · 19 to 20May 29, 2025 to May 26, 2026
- HQ city · FREDRICKSBURG to FREDERICKSBURGMay 29, 2025 to May 26, 2026
- Discretionary RAUM · $759M to $824MMay 29, 2025 to May 26, 2026
- Pooled vehicle RAUM · $759M to $824MMay 29, 2025 to May 26, 2026
- RAUM · $759M to $824MMay 29, 2025 to May 26, 2026
- Advisory employees · 10 to 9May 29, 2024 to May 29, 2025
- Assets in custody · $667M to $759MMay 29, 2024 to May 29, 2025
- Financial planning clients · unset to May 29, 2024 to May 29, 2025
- Discretionary RAUM · $667M to $759MMay 29, 2024 to May 29, 2025
- Pooled vehicle RAUM · $667M to $759MMay 29, 2024 to May 29, 2025
- RAUM · $667M to $759MMay 29, 2024 to May 29, 2025
- Accounts · 1 to 2Apr 1, 2024 to May 29, 2024
- Advisory employees · 8 to 10Apr 1, 2024 to May 29, 2024
- Pooled vehicle clients · 1 to 2Apr 1, 2024 to May 29, 2024
- Assets in custody · $481M to $667MApr 1, 2024 to May 29, 2024
- Employees · 16 to 19Apr 1, 2024 to May 29, 2024
- Discretionary RAUM · $481M to $667MApr 1, 2024 to May 29, 2024
- Pooled vehicle RAUM · $481M to $667MApr 1, 2024 to May 29, 2024
- RAUM · $481M to $667MApr 1, 2024 to May 29, 2024
- Related bank · false to trueApr 1, 2024 to May 29, 2024
- Private funds · 1 to 2May 26, 2023 to Apr 1, 2024
- Advisory employees · 7 to 8May 26, 2022 to May 26, 2023
- Assets in custody · $353M to $481MMay 26, 2022 to May 26, 2023
- Employees · 12 to 16May 26, 2022 to May 26, 2023
- Discretionary RAUM · $353M to $481MMay 26, 2022 to May 26, 2023
- Pooled vehicle RAUM · $353M to $481MMay 26, 2022 to May 26, 2023
- RAUM · $353M to $481MMay 26, 2022 to May 26, 2023
- Accounts · 2 to 1Dec 16, 2021 to May 26, 2022
- Advisory activities · 2 to 1Dec 16, 2021 to May 26, 2022
- Assets in custody · $237M to $353MDec 16, 2021 to May 26, 2022
- Employees · 13 to 12Dec 16, 2021 to May 26, 2022
- Discretionary RAUM · $237M to $353MDec 16, 2021 to May 26, 2022
- Non-discretionary RAUM · $11.6M to $0Dec 16, 2021 to May 26, 2022
- Pooled vehicle RAUM · $237M to $353MDec 16, 2021 to May 26, 2022
- RAUM · $248M to $353MDec 16, 2021 to May 26, 2022
- Advisory employees · 3 to 7Mar 30, 2020 to Mar 31, 2021
- Assets in custody · $274M to $237MMar 30, 2020 to Mar 31, 2021
- Employees · 7 to 13Mar 30, 2020 to Mar 31, 2021
Signals
5 dated events
- H•••••••• C••••••• L•• reported RAUM $666.7M, up 38% from $481.4M (2024-04-01 to 2024-05-29)May 29, 2024 · RAUM change · derived
- H•••••••• C••••••• L•• reported RAUM $481.4M, up 37% from $352.7M (2022-05-26 to 2023-05-26)May 26, 2023 · RAUM change · derived
- J••• J•••••• C•••• left H•••••••• C••••••• L•• for C••••••• P••••••• (registered 2022-02-04)Jun 15, 2022 · Advisor changed firm · fact
- H•••••••• C••••••• L•• reported RAUM $352.7M, up 42% from $248.4M (2021-12-16 to 2022-05-26)May 26, 2022 · RAUM change · derived
- H•••••••• C••••••• L•• filed its initial SEC registration (Form ADV)Mar 29, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- H•••••••• C••••••• L•• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/highcrest-capital/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- h•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 830-214-2770reportedpublic record, Form ADV, May 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $824Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026