DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••••• K••••••

S•••••••• A••••••• L••national BDCampbell, Ca dual registrantIAPD 6495233

Certified Financial Planner

Feed of 09/15/2026

Also filed as M••••••• Timmy K••••••

At current firm

0 y

since Feb 5, 2026

In the industry

11 y

since May 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••••• A••••••• L•• national BD current
since Feb 5, 2026 · San Jose, Ca
C•••••• S••••• • C••• I••• national BD
Apr 21, 2023 to Aug 11, 2025 · Miami, Fl
A••••••••• F•••••••• S•••••••• L•• national BD
Nov 12, 2019 to Apr 14, 2023 · Coral Gables, Fl
J••• M••••• S••••••••• L•• wirehouse
Feb 22, 2017 to Mar 28, 2017 · Westerville, Oh

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to S•••••••• A••••••• L••
left Aug 11, 2025, registered Feb 5, 2026 (178 days) · Affiliated broker-dealer or bank to another
A••••••••• F•••••••• S•••••••• L•• to C•••••• S••••• • C••• I•••
left Apr 14, 2023, registered Apr 21, 2023 (7 days) · Affiliated broker-dealer or bank to another
J••• M••••• S••••••••• L•• to A••••••••• F•••••••• S•••••••• L••
left Mar 28, 2017, registered Nov 12, 2019 (959 days) · Wirehouse to affiliated broker-dealer or bank

Signals

M••••••• K•••••• left C•••••• S••••• • C••• I••• for S•••••••• A••••••• L•• (registered 2026-02-05)
Aug 11, 2025 · Advisor changed firm · fact
M••••••• K•••••• left A••••••••• F•••••••• S•••••••• L•• for C•••••• S••••• • C••• I••• (registered 2023-04-21)
Apr 14, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address