RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• E•••••••• M•••••
- T••••••••• F•••••••• A•••••••• L•• BD affiliated currentsince Apr 11, 2025 · Cedar Rapids, Ia
- M••••• independent RIADec 6, 2021 to Apr 8, 2025 · Atlanta, Ga
- P•••••••• A••••••• national BDFeb 15, 2019 to Oct 6, 2021 · Duluth, Ga
- M••••• to T••••••••• F•••••••• A•••••••• L••left Apr 8, 2025, registered Apr 11, 2025 (3 days) · RIA to affiliated broker-dealer or bank
- P•••••••• A••••••• to M•••••left Oct 6, 2021, registered Dec 6, 2021 (61 days) · Affiliated broker-dealer or bank to independent RIA
- J••• E•••••••• M••••• left Montag for T••••••••• F•••••••• A•••••••• L•• (registered 2025-04-11)Apr 8, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address