DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P•••• M•••••••

W•••• F•••• A•••••••wirehouseRadnor, Pa dual registrantIAPD 6499993

Feed of 09/14/2026

At current firm

0 y

since Jan 8, 2026

In the industry

12 y

since Jun 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Jan 8, 2026 · Radnor, Pa
C••••• I••••••••• A••••••• L•• BD affiliated
Dec 13, 2024 to Jan 8, 2026 · West Chester, Pa
C••• F•••••••• S•••••••• L••• former
Jan 29, 2024 to Dec 12, 2024 · West Chester, Pa
J••••• M••••••••• S•••• L•• BD affiliated
Dec 5, 2018 to Jan 18, 2024 · Blue Bell, Pa

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to W•••• F•••• A•••••••
left Jan 8, 2026, registered Jan 8, 2026 (0 days) · Affiliated broker-dealer or bank to wirehouse
C••• F•••••••• S•••••••• L••• to C••••• I••••••••• A••••••• L••
left Dec 12, 2024, registered Dec 13, 2024 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
J••••• M••••••••• S•••• L•• to C••• F•••••••• S•••••••• L•••
left Jan 18, 2024, registered Jan 29, 2024 (11 days) · Affiliated broker-dealer or bank to another

Signals

P•••• M••••••• left C••••• I••••••••• A••••••• L•• for W•••• F•••• A••••••• (registered 2026-01-08)
Jan 8, 2026 · Advisor changed firm · fact
P•••• M••••••• left C••• F•••••••• S•••••••• L••• for C••••• I••••••••• A••••••• L•• (registered 2024-12-13)
Dec 12, 2024 · Advisor changed firm · fact
P•••• M••••••• left J••••• M••••••••• S•••• L•• for C••• F•••••••• S•••••••• L••• (registered 2024-01-29)
Jan 18, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address