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Feed of 09/14/2026
Also filed as W•••••• L•••••
At current firm
4 y
since Jun 7, 2022
In the industry
13 y
since Nov 1, 2012 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• I••••••••• independent RIA currentsince Jun 7, 2022 · Imperial, Mo
- C•••••• S••••• • C••• I••• national BDJan 26, 2022 to May 23, 2022 · Chesterfield, Mo
- T• A••••••••• I••• formerFeb 27, 2018 to May 19, 2022 · St. Louis, Mo
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 26, 2018 to May 19, 2022 · Omaha, Ne
- S•••••••• I••••••••• M••••••••• formerJan 27, 2017 to Feb 26, 2018 · Saint Louis, Mo
- W•••• F•••• A••••••• wirehouseOct 9, 2015 to Sep 29, 2016 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to F••••• I•••••••••left May 23, 2022, registered Jun 7, 2022 (15 days) · Affiliated broker-dealer or bank to independent RIA
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left May 19, 2022, registered Feb 27, 2018 (-1542 days) · channel change inside one enterprise, not a move · moved with a team
- T• A••••••••• I••• to C•••••• S••••• • C••• I•••left May 19, 2022, registered Jan 26, 2022 (-113 days) · channel change inside one enterprise, not a move
- S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to S•••••••• I••••••••• M•••••••••left Sep 29, 2016, registered Jan 27, 2017 (120 days) · Other · moved with a team
Signals
- W•••••• J• L••••• left C•••••• S••••• • C••• I••• for F••••• I••••••••• (registered 2022-06-07)May 23, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address