DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••• H•••• S••••••••

V•• C•••••• W••••• M••••••••• L••independent RIASmyrna, Ga dual registrantIAPD 6502963

Feed of 09/15/2026

Also filed as Tommy S••••••••

At current firm

0 y

since May 21, 2026

In the industry

11 y

since Apr 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V•• C•••••• W••••• M••••••••• L•• independent RIA current
since May 21, 2026 · Smyrna, Ga
C••••••••• W••••• P•••••••• L•• independent RIA
May 2, 2025 to May 13, 2026 · Smyrna, Ga
A•••••• W••••• M••••••••• state registered
Jan 9, 2025 to Apr 29, 2025 · Smyrna, Ga
A•••••• W••••• M••••••••• state registered
Jul 26, 2024 to Jan 8, 2025 · Smyrna, Ga
P•••••••• S••••••••• I••• BD affiliated
Aug 4, 2022 to Jul 10, 2024 · Atlanta, Ga
T••••••••• F•••••••• A•••••••• L•• BD affiliated
Apr 13, 2021 to Jul 22, 2022 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

C••••••••• W••••• P•••••••• L•• to V•• C•••••• W••••• M••••••••• L••
left May 13, 2026, registered May 21, 2026 (8 days) · RIA to RIA
A•••••• W••••• M••••••••• to C••••••••• W••••• P•••••••• L••
left Apr 29, 2025, registered May 2, 2025 (3 days) · Other
P•••••••• S••••••••• I••• to A•••••• W••••• M•••••••••
left Jul 10, 2024, registered Jul 26, 2024 (16 days) · Affiliated broker-dealer or bank to a state-registered adviser
T••••••••• F•••••••• A•••••••• L•• to P•••••••• S••••••••• I•••
left Jul 22, 2022, registered Aug 4, 2022 (13 days) · Affiliated broker-dealer or bank to another

Signals

T••••• H•••• S•••••••• left C••••••••• W••••• P•••••••• L•• for V•• C•••••• W••••• M••••••••• L•• (registered 2026-05-21)
May 13, 2026 · Advisor changed firm · fact
T••••• H•••• S•••••••• left A•••••• W••••• M••••••••• for C••••••••• W••••• P•••••••• L•• (registered 2025-05-02)
Apr 29, 2025 · Advisor changed firm · fact
T••••• H•••• S•••••••• left P•••••••• S••••••••• I••• for A•••••• W••••• M••••••••• (registered 2024-07-26)
Jul 10, 2024 · Advisor changed firm · fact
T••••• H•••• S•••••••• left T••••••••• F•••••••• A•••••••• L•• for P•••••••• S••••••••• I••• (registered 2022-08-04)
Jul 22, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address