DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••••• W••••• P•••••••• L••
Latest filing Jun 19, 2026
First filing on the tape Mar 15, 2022 · 13 filings
SEC status approved since Apr 14, 2022
RAUM
$59.9M
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
95%
$56.8M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$20.0M
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$59.9M as of Jun 19, 2026
Mar 13, 2023$24.8M then
HNW client RAUM$30.0M as of Jun 19, 2026
Mar 13, 2023$8.5M then
State-registered IARs (5.B.3)6 as of Jun 19, 2026
Mar 13, 20234 then
Employees (5.A)6 as of Jun 19, 2026
Mar 13, 20234 then
Private funds: no history
RAUM +41% over the last fiscal year+34% a year over threeIARs 5 to 6offices 3 to 2
Practice profile
derived from the filing of Jun 19, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- i••••••••• boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $20.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 65derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $136,758derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +41%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, educational seminars, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$30.0M50%
- Individuals$26.8M45%
- Corporations and businesses$3.0M5.0%
- Charitable organizations$100,0000.2%
- Individual clients
- 178reported
- HNW clients
- 16reported
- Pension plan clients
- n/areported
- Charitable clients
- 5reported
- Accounts
- 438reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E••• I•••• F••••••Certified Financial Planner | Atlanta, Ga | Dec 2, 2021 | 24 y | 3 |
| K••••• A•• E••••••Certified Financial Planner | Brookhaven, Ga | Mar 1, 2022 | 26 y | 4 |
| B•••• M•••••••Certified Financial Planner | Aurora, Co | Apr 14, 2022 | 21 y | 8 |
Advisor movement
3 left, 0 joined in 12 months
net -3 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 100% of current headcount3 left over 36 months
Left, latest
- R••••• M••••• S••• to O••••• F••••••••• L••May 28, 2026 · RIA to a state-registered adviser
- T••••• H•••• S•••••••• to V•• C•••••• W••••• M••••••••• L••May 13, 2026 · RIA to RIA
- S•••••• M•••• A••• to A••• L••••• A•••••••• L••Mar 17, 2026 · RIA to a state-registered adviser
Joined, latest
- T••••• H•••• S•••••••• from A•••••• W••••• M•••••••••May 2, 2025 · Other
- R••••• M••••• S••• from O••••• F••••••••• L••Apr 26, 2023 · Other
- B•••• M••••••• from S•••• M•••• G••••• L••Apr 14, 2022 · RIA to RIA
- K••••• A•• E•••••• from I••••••••• A•••••• A•••••••• L••Mar 1, 2022 · RIA to a newly registered adviser
- S•••••• M•••• A••• from C•••••••• I••••••••• R••••••• A•••••••• I•••Dec 2, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
- E••• I•••• F•••••• from C•••••••• I••••••••• R••••••• A•••••••• I•••Dec 2, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from C•••••••• I••••••••• R••••••• A•••••••• I•••Dec 23, 2021 · Atlanta, Ga
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A•••• S••••••• M•••• · Member, Chief Compliance Officercontrolsince 10/2021 · owns 25% to 50%
- E••••••• K•••••• A•• · Membercontrolsince 02/2022 · owns 25% to 50%
- F••••••• E•••• I•••• · Membercontrolsince 10/2021 · owns 25% to 50%
- M•••••••• B•••• · Membercontrolsince 03/2022 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Atlanta, Ga · principal | 3 | 0 | 2 | ||
| Abington, Pa | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Abington, PA1 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 31, 2026HNW share of RAUM moved from 22.0% to 50.0% between the annual amendments of 2025-03-24 and 2026-03-31peers: WEALTH_I•••••••••, under $100M (704)
What changed
consecutive filings, newest first
- Other offices · 3 to 2Mar 31, 2026 to Jun 19, 2026
- Accounts · 409 to 438May 19, 2025 to Mar 31, 2026
- Advisory employees · 5 to 6May 19, 2025 to Mar 31, 2026
- Charity clients · unset to 5.0May 19, 2025 to Mar 31, 2026
- Corporate clients · 7 to 10May 19, 2025 to Mar 31, 2026
- HNW clients · 7 to 16May 19, 2025 to Mar 31, 2026
- Individual clients · 191 to 178May 19, 2025 to Mar 31, 2026
- Employees · 5 to 6May 19, 2025 to Mar 31, 2026
- State-registered IARs · 5 to 6May 19, 2025 to Mar 31, 2026
- Discretionary RAUM · $42.4M to $56.4MMay 19, 2025 to Mar 31, 2026
- HNW RAUM · $9.6M to $30.0MMay 19, 2025 to Mar 31, 2026
- Individual RAUM · $32.0M to $26.8MMay 19, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $116,360 to $3.5MMay 19, 2025 to Mar 31, 2026
- RAUM · $42.5M to $59.9MMay 19, 2025 to Mar 31, 2026
- Related adviser · false to trueMay 19, 2025 to Mar 31, 2026
- Financial planning clients · 101-250 to 101-250Mar 24, 2025 to May 19, 2025
- Accounts · 356 to 409Jul 21, 2024 to Mar 24, 2025
- Advisory activities · 4 to 5Jul 21, 2024 to Mar 24, 2025
- Corporate clients · unset to 7.0Jul 21, 2024 to Mar 24, 2025
- Individual clients · 175 to 191Jul 21, 2024 to Mar 24, 2025
- Discretionary RAUM · $33.0M to $42.4MJul 21, 2024 to Mar 24, 2025
- HNW RAUM · $12.3M to $9.6MJul 21, 2024 to Mar 24, 2025
- Individual RAUM · $20.4M to $32.0MJul 21, 2024 to Mar 24, 2025
- Non-discretionary RAUM · $23,316 to $116,360Jul 21, 2024 to Mar 24, 2025
- RAUM · $33.0M to $42.5MJul 21, 2024 to Mar 24, 2025
- Accounts · 422 to 356Mar 13, 2023 to Mar 27, 2024
- Advisory employees · 4 to 5Mar 13, 2023 to Mar 27, 2024
- Charity clients · 0.0 to unsetMar 13, 2023 to Mar 27, 2024
- Corporate clients · 0.0 to unsetMar 13, 2023 to Mar 27, 2024
- HNW clients · 6 to 7Mar 13, 2023 to Mar 27, 2024
- Individual clients · 151 to 175Mar 13, 2023 to Mar 27, 2024
- Pension plan clients · 0.0 to unsetMar 13, 2023 to Mar 27, 2024
- Pooled vehicle clients · 0.0 to unsetMar 13, 2023 to Mar 27, 2024
- Employees · 4 to 5Mar 13, 2023 to Mar 27, 2024
- State-registered IARs · 4 to 5Mar 13, 2023 to Mar 27, 2024
- Other offices · 2 to 3Mar 13, 2023 to Mar 27, 2024
- Discretionary RAUM · $22.6M to $33.0MMar 13, 2023 to Mar 27, 2024
- HNW RAUM · $8.5M to $12.3MMar 13, 2023 to Mar 27, 2024
- Individual RAUM · $16.1M to $20.4MMar 13, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $2.3M to $23,316Mar 13, 2023 to Mar 27, 2024
Signals
5 dated events
- R••••• M••••• S••• left C••••••••• W••••• P•••••••• L•• for O••••• F••••••••• L•• (registered 2026-07-02)May 28, 2026 · a•••••• firm change · fact
- T••••• H•••• S•••••••• left C••••••••• W••••• P•••••••• L•• for V•• C•••••• W••••• M••••••••• L•• (registered 2026-05-21)May 13, 2026 · a•••••• firm change · fact
- S•••••• M•••• A••• left C••••••••• W••••• P•••••••• L•• for A••• L••••• A•••••••• L•• (registered 2026-03-17)Mar 17, 2026 · a•••••• firm change · fact
- B•••• M••••••• (Member) appeared on Schedule A of C••••••••• W••••• P•••••••• L••Mar 28, 2022 · Control person joined · fact
- C••••••••• W••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Mar 15, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@collectivewealthpartners.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 404-633-9952reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- collectivewealthpartners.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (404) 633-9952reportedpublic record, Form ADV, Jun 19, 2026
- Team page
- collectivewealthpartners.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $20.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026