RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••• E•••••••• M•••
- E•••• S••••••••• L•• BD affiliated currentsince Sep 2, 2025 · Knoxville, Tn
- T•••••• P•••• F•••••••• independent RIAOct 25, 2022 to May 31, 2023 · Clinton, Tn
- E••••• J•••• national BDDec 27, 2018 to Jan 10, 2022 · Ontario, Ny
- T•••••• P•••• F•••••••• to E•••• S••••••••• L••left May 31, 2023, registered Sep 2, 2025 (825 days) · RIA to affiliated broker-dealer or bank
- E••••• J•••• to T•••••• P•••• F••••••••left Jan 10, 2022, registered Oct 25, 2022 (288 days) · Affiliated broker-dealer or bank to independent RIA
- G•••• E•••••••• M••• left T•••••• P•••• F•••••••• for E•••• S••••••••• L•• (registered 2025-09-02)May 31, 2023 · Advisor changed firm · fact
- G•••• E•••••••• M••• left E••••• J•••• for T•••••• P•••• F•••••••• (registered 2022-10-25)Jan 10, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address