DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••••••• M•••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseWinter Springs, Fldual registrantIAPD 6506116

Feed of 09/14/2026

Also filed as Alex J Maltez

At current firm

3 y

since Oct 25, 2022

In the industry

12 y

since Dec 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Oct 25, 2022 · Winter Springs, Fl
N••• C••••••••• BD affiliated
Sep 25, 2019 to Aug 1, 2022 · Boca Raton, Fl
C•••••• A••••••• BD affiliated
Jul 9, 2018 to May 17, 2019 · Riverdale, Nj
U•• F•••••••• S••••••••• L•• independent RIA
Jan 4, 2017 to May 1, 2018 · Oak Ridge, Nj
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• independent RIA
Aug 11, 2015 to Dec 31, 2016 · Pompton Plains, Nj

Moves

a registration end followed by a registration begin elsewhere

N••• C••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Aug 1, 2022, registered Oct 25, 2022 (85 days) · Affiliated broker-dealer or bank to wirehouse
C•••••• A••••••• to N••• C•••••••••
left May 17, 2019, registered Sep 25, 2019 (131 days) · Affiliated broker-dealer or bank to another
U•• F•••••••• S••••••••• L•• to C•••••• A•••••••
left May 1, 2018, registered Jul 9, 2018 (69 days) · RIA to affiliated broker-dealer or bank
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• to U•• F•••••••• S••••••••• L••
left Dec 31, 2016, registered Jan 4, 2017 (4 days) · Other · moved with a team

Signals

A•••••••• M••••• left N••• C••••••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-10-25)
Aug 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address