RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• D••••• M•••••
- V••••••• A•••••••• I••• BD affiliated currentsince Jul 14, 2026 · Charlotte, Nc
- C•••••• C••••• G••••• I••• no RAUMJan 3, 2018 to Feb 18, 2026 · San Antonio, Tx
- F•••••••• A••••••• S•••••••• L•• formerFeb 3, 2017 to Nov 28, 2017 · Edison, Nj
- L•• F•••••••• L•• BD affiliatedSep 19, 2016 to Dec 20, 2016 · Fishkill, Ny
- C•••••• C••••• G••••• I••• to V••••••• A•••••••• I•••left Feb 18, 2026, registered Jul 14, 2026 (146 days) · Other
- F•••••••• A••••••• S•••••••• L•• to C•••••• C••••• G••••• I•••left Nov 28, 2017, registered Jan 3, 2018 (36 days) · Other
- L•• F•••••••• L•• to F•••••••• A••••••• S•••••••• L••left Dec 20, 2016, registered Feb 3, 2017 (45 days) · Other
- L•••• D••••• M••••• left C•••••• C••••• G••••• I••• for V••••••• A•••••••• I••• (registered 2026-07-14)Feb 18, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address