RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• C••••• D•••
- O••••••••• institutional currentsince Apr 21, 2025 · Hauppauge, Ny
- M••••• S•••••• wirehouseOct 19, 2021 to May 1, 2025 · Melville, Ny
- R•••••• J•••• • A••••••••• I••• national BDNov 30, 2020 to Oct 12, 2021 · Woodbury, Ny
- E•••• S••••••••• L•• BD affiliatedMar 2, 2020 to Nov 24, 2020 · Melville, Ny
- M••••• S•••••• to O•••••••••left May 1, 2025, registered Apr 21, 2025 (-10 days) · Other
- R•••••• J•••• • A••••••••• I••• to M••••• S••••••left Oct 12, 2021, registered Oct 19, 2021 (7 days) · Affiliated broker-dealer or bank to wirehouse
- E•••• S••••••••• L•• to R•••••• J•••• • A••••••••• I•••left Nov 24, 2020, registered Nov 30, 2020 (6 days) · Affiliated broker-dealer or bank to another
- M••• C••••• D••• left M••••• S•••••• for Onedigital (registered 2025-04-21)May 1, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address