DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Samuel Soler-Conklin

Wealth Enhancement Advisory Services, LLCBD affiliatedPlymouth, Mn dual registrantIAPD 6513541

Feed of 09/14/2026

At current firm

1 y

since Jan 2, 2025

In the industry

17 y

since Dec 1, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Wealth Enhancement Advisory Services, LLC BD affiliated current
since Jan 2, 2025 · Brea, Ca
Householder Group Estate & Retirement Specialists former
Sep 19, 2022 to Nov 1, 2024 · Brea, Ca
Wescom Financial Services, LLC former
Nov 23, 2016 to Sep 22, 2022 · Pasadena, Ca
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Oct 12, 2015 to Nov 7, 2016 · Ontario, Ca

Moves

a registration end followed by a registration begin elsewhere

Householder Group Estate & Retirement Specialists to Wealth Enhancement Advisory Services, LLC
left Nov 1, 2024, registered Jan 2, 2025 (62 days) · RIA to affiliated broker-dealer or bank · moved with a team
Wescom Financial Services, LLC to Householder Group Estate & Retirement Specialists
left Sep 22, 2022, registered Sep 19, 2022 (-3 days) · RIA to RIA
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Wescom Financial Services, LLC
left Nov 7, 2016, registered Nov 23, 2016 (16 days) · Wirehouse to independent RIA

Signals

Samuel Soler-Conklin left Householder Group Estate & Retirement Specialists for Wealth Enhancement Advisory Services, Llc (registered 2025-01-02)
Nov 1, 2024 · Advisor changed firm · fact
Samuel Soler-Conklin left Wescom Financial Services, Llc for Householder Group Estate & Retirement Specialists (registered 2022-09-19)
Sep 22, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address