DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Alexandra Rose Humphrey
Feed of 09/15/2026
Also filed as Alexandra Rose Humphrey
At current firm
3 y
since Sep 19, 2022
In the industry
10 y
since May 1, 2016 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Blackrock Investment Management, LLC asset manager currentsince Sep 19, 2022 · Princeton, Nj
- Rockefeller Capital Management BD affiliatedSep 3, 2021 to Aug 10, 2022 · Atlanta, Ga
- UBS Financial Services Inc. wirehouseDec 27, 2018 to Sep 1, 2021 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- Rockefeller Capital Management to Blackrock Investment Management, LLCleft Aug 10, 2022, registered Sep 19, 2022 (40 days) · Other
- UBS Financial Services Inc. to Rockefeller Capital Managementleft Sep 1, 2021, registered Sep 3, 2021 (2 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Signals
- Alexandra Rose Humphrey left Rockefeller Capital Management for Blackrock Investment Management, Llc (registered 2022-09-19)Aug 10, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address