DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••• C••••

M••••••••• R•••••••••BD affiliatedWashington, Dc dual registrantIAPD 6514298

Feed of 09/15/2026

Also filed as T••••• Stuckey

At current firm

0 y

since Nov 4, 2025

In the industry

15 y

since Jun 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••••••• R••••••••• BD affiliated current
since Nov 4, 2025 · Washington, Dc
E••••• J•••• national BD
Jul 22, 2024 to Sep 5, 2025 · Washington, Dc
M•• I•••••••• S•••••••• L•• BD affiliated
Mar 31, 2023 to Jul 23, 2024 · Bethesda, Md
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Oct 13, 2021 to Apr 11, 2023 · Washington, Dc
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 24, 2019 to Aug 4, 2021 · Vienna, Va

Moves

a registration end followed by a registration begin elsewhere

E••••• J•••• to M••••••••• R•••••••••
left Sep 5, 2025, registered Nov 4, 2025 (60 days) · Affiliated broker-dealer or bank to another
M•• I•••••••• S•••••••• L•• to E••••• J••••
left Jul 23, 2024, registered Jul 22, 2024 (-1 days) · Affiliated broker-dealer or bank to another
N••••••••• M••••• I••••••••• S••••••••• to M•• I•••••••• S•••••••• L••
left Apr 11, 2023, registered Mar 31, 2023 (-11 days) · Other · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N••••••••• M••••• I••••••••• S•••••••••
left Aug 4, 2021, registered Oct 13, 2021 (70 days) · Other · moved with a team

Signals

T••••• C•••• left E••••• J•••• for M••••••••• R••••••••• (registered 2025-11-04)
Sep 5, 2025 · Advisor changed firm · fact
T••••• C•••• left M•• I•••••••• S•••••••• L•• for E••••• J•••• (registered 2024-07-22)
Jul 23, 2024 · Advisor changed firm · fact
T••••• C•••• left N••••••••• M••••• I••••••••• S••••••••• for M•• I•••••••• S•••••••• L•• (registered 2023-03-31)
Apr 11, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address