DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• N••••••• C••••

G••••• A••••••• S•••••••• L••independent RIAKing Of Prussia, Padual registrantIAPD 6514479

Certified Financial Planner

Feed of 09/14/2026

Also filed as J•••• N C••••

At current firm

2 y

since Apr 8, 2024

In the industry

11 y

since Jun 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

G••••• A••••••• S•••••••• L•• independent RIA current
since Apr 8, 2024 · King Of Prussia, Pa
V••••••• A•••••••• I••• BD affiliated
Oct 11, 2022 to Mar 22, 2024 · Malvern, Pa
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Sep 20, 2022 · Boston, Ma
S•••••••• A••••••• L•• national BD
Feb 23, 2017 to Jul 13, 2018 · Princeton, Nj
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 12, 2015 to Feb 3, 2017 · Pennington, Nj

Moves

a registration end followed by a registration begin elsewhere

V••••••• A•••••••• I••• to G••••• A••••••• S•••••••• L••
left Mar 22, 2024, registered Apr 8, 2024 (17 days) · Affiliated broker-dealer or bank to independent RIA
F••••••• P••••••• A•• W•••••••• A••••••• to V••••••• A•••••••• I•••
left Sep 20, 2022, registered Oct 11, 2022 (21 days) · Affiliated broker-dealer or bank to another
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••••• A••••••• L••
left Feb 3, 2017, registered Feb 23, 2017 (20 days) · Wirehouse to affiliated broker-dealer or bank

Signals

J•••• N••••••• C•••• left V••••••• A•••••••• I••• for G••••• A••••••• S•••••••• L•• (registered 2024-04-08)
Mar 22, 2024 · Advisor changed firm · fact
J•••• N••••••• C•••• left F••••••• P••••••• A•• W•••••••• A••••••• for V••••••• A•••••••• I••• (registered 2022-10-11)
Sep 20, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address