RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- F••••• I••••••••• independent RIA currentsince Jun 8, 2021 · Tampa, Fl
- W••••••• W••••• M••••••••• G••••• I••• independent RIAJun 18, 2018 to Aug 20, 2019 · Bradenton, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 11, 2017 to May 16, 2018 · Bradenton, Fl
- W••••••• W••••• M••••••••• G••••• I••• to F••••• I•••••••••left Aug 20, 2019, registered Jun 8, 2021 (658 days) · RIA to RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W••••••• W••••• M••••••••• G••••• I•••left May 16, 2018, registered Jun 18, 2018 (33 days) · Wirehouse to independent RIA
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address