DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••••••• W••••• M••••••••• G••••• I•••
Latest filing Mar 18, 2026
First filing on the tape May 16, 2024 · 7 filings
SEC status approved since Jun 14, 2024
RAUM
$161M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$160M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$161M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$161M as of Mar 18, 2026
Feb 14, 2025$141M then
HNW client RAUM$92.6M as of Mar 18, 2026
Feb 14, 2025$82.5M then
State-registered IARs (5.B.3)1 as of Mar 18, 2026
Feb 14, 20251 then
Employees (5.A)1 as of Mar 18, 2026
Feb 14, 20251 then
Private funds: no history
RAUM +15% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $161MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 473derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $191,268derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$92.6M57%
- Individuals$67.0M42%
- Charitable organizations$1.5M0.9%
- Individual clients
- 413reported
- HNW clients
- 60reported
- Pension plan clients
- n/areported
- Charitable clients
- 2reported
- Accounts
- 842reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• R••• W•••••••Certified Financial Planner | Bradenton, Fl | Mar 20, 2025 | 26 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- C•••• S•••• to F••••• I•••••••••Aug 20, 2019 · RIA to RIA
Joined, latest
- C•••• S•••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jun 18, 2018 · Wirehouse to independent RIA
- D•••• R••• W••••••• from M•••••• I••••••••• M••••••••• I•••Jun 18, 2008 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- W•••••••• D••••• R••• · President & Chief Compliance Officercontrolsince 01/2007 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 884 to 842Sep 16, 2025 to Mar 18, 2026
- HNW clients · 55 to 60Sep 16, 2025 to Mar 18, 2026
- Individual clients · 389 to 413Sep 16, 2025 to Mar 18, 2026
- Pension plan clients · 0.0 to unsetSep 16, 2025 to Mar 18, 2026
- Discretionary RAUM · $141M to $161MSep 16, 2025 to Mar 18, 2026
- HNW RAUM · $82.5M to $92.6MSep 16, 2025 to Mar 18, 2026
- Individual RAUM · $56.8M to $67.0MSep 16, 2025 to Mar 18, 2026
- Pension RAUM · 0.0 to unsetSep 16, 2025 to Mar 18, 2026
- RAUM · $141M to $161MSep 16, 2025 to Mar 18, 2026
- Assets in custody · 140550414.0 to unsetFeb 14, 2025 to Sep 16, 2025
- Custody of client assets · true to falseFeb 14, 2025 to Sep 16, 2025
- Accounts · 546 to 884Dec 9, 2024 to Feb 14, 2025
- Individual clients · 294 to 389Dec 9, 2024 to Feb 14, 2025
- Pension plan clients · 25 to 0Dec 9, 2024 to Feb 14, 2025
- Assets in custody · $1.2B to $141MDec 9, 2024 to Feb 14, 2025
- Financial planning clients · 11-25 to 11-25Dec 9, 2024 to Feb 14, 2025
- Discretionary RAUM · $148M to $141MDec 9, 2024 to Feb 14, 2025
- HNW RAUM · $78.4M to $82.5MDec 9, 2024 to Feb 14, 2025
- Individual RAUM · $43.3M to $56.8MDec 9, 2024 to Feb 14, 2025
- Pension RAUM · $25.3M to $0Dec 9, 2024 to Feb 14, 2025
- RAUM · $148M to $141MDec 9, 2024 to Feb 14, 2025
- Advisory employees · 2 to 1Oct 31, 2024 to Dec 9, 2024
- Employees · 4 to 1Oct 31, 2024 to Dec 9, 2024
- State-registered IARs · 2 to 1Oct 31, 2024 to Dec 9, 2024
Signals
1 dated events
- W••••••• W••••• M••••••••• G••••• I••• filed its initial SEC registration (Form ADV)May 16, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- c••••@w•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- l•••@w•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 941-756-4544reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 941-756-4500reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- W•••••••WEALTH360.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 941-756-4500reportedpublic record, Form ADV, Mar 18, 2026
- Team page
- w•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $161Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026