DFX Intelligence
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Registered advisor
D•••• T•••••• T•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as D•••• T•••••• T••••••••• T••••••••• T• T•••••••
At current firm
3 y
since Feb 7, 2023
In the industry
10 y
since Jun 1, 2016 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- F•••• P••••••• W•••••• L•• independent RIA currentsince Feb 7, 2023 · Boston, Ma
- C••••• L••••• F••••••••• L•• formerAug 3, 2021 to Mar 8, 2023 · Boston, Ma
- R•• C•••••• M••••••• L•• national BDMar 26, 2019 to Aug 10, 2021 · Norwell, Ma
- M••••• S•••••• wirehouseMar 6, 2018 to Apr 1, 2019 · Boston, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 7, 2017 to Feb 28, 2018 · Riverside, Ri
Moves
a registration end followed by a registration begin elsewhere
- C••••• L••••• F••••••••• L•• to F•••• P••••••• W•••••• L••left Mar 8, 2023, registered Feb 7, 2023 (-29 days) · RIA to RIA · moved with a team
- R•• C•••••• M••••••• L•• to C••••• L••••• F••••••••• L••left Aug 10, 2021, registered Aug 3, 2021 (-7 days) · Affiliated broker-dealer or bank to independent RIA
- M••••• S•••••• to R•• C•••••• M••••••• L••left Apr 1, 2019, registered Mar 26, 2019 (-6 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Feb 28, 2018, registered Mar 6, 2018 (6 days) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedMar 8, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address