DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• M•••••• M•••••

V••• R••••••••• A•••••••• L••otherBoston, Ma dual registrantIAPD 6519735

Feed of 09/14/2026

At current firm

0 y

since Aug 24, 2026

In the industry

13 y

since Aug 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••• R••••••••• A•••••••• L•• other current
since Aug 24, 2026 · Windsor, Ct
V••• F•••••••• A•••••••• I••• BD affiliated
Jun 17, 2026 to Aug 14, 2026 · Boston, Ma
L•• F•••••••• L•• BD affiliated
Jul 10, 2025 to Jun 2, 2026 · Glastonbury, Ct
C•••••• G•••• • C• I•• former
Jan 2, 2024 to Jul 10, 2025 · Syracuse, Ny

Moves

a registration end followed by a registration begin elsewhere

V••• F•••••••• A•••••••• I••• to V••• R••••••••• A•••••••• L••
left Aug 14, 2026, registered Aug 24, 2026 (10 days) · Other · moved with a team
L•• F•••••••• L•• to V••• F•••••••• A•••••••• I•••
left Jun 2, 2026, registered Jun 17, 2026 (15 days) · Affiliated broker-dealer or bank to another
C•••••• G•••• • C• I•• to L•• F•••••••• L••
left Jul 10, 2025, registered Jul 10, 2025 (0 days) · corporate re-registration, not a move

Signals

J•••• M•••••• M••••• left V••• F•••••••• A•••••••• I••• for V••• R••••••••• A•••••••• L•• (registered 2026-08-24)
Aug 14, 2026 · Advisor changed firm · fact
J•••• M•••••• M••••• left L•• F•••••••• L•• for V••• F•••••••• A•••••••• I••• (registered 2026-06-17)
Jun 2, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Other adviserderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address