DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B••••••• P•••• W••••

S••••• M•••••••••independent RIATulsa, Ok IA-onlyIAPD 6520191

Feed of 09/14/2026

At current firm

2 y

since Nov 9, 2023

In the industry

11 y

since Jun 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

1••••• L•• independent RIA current
since Oct 24, 2025 · Tulsa, Ok
S••••• M••••••••• independent RIA current
since Nov 9, 2023 · Tulsa, Ok
C••••••• P••••••• I••••••••• A•••••••• L•• i••••••••• manager
Apr 14, 2022 to Nov 8, 2023 · Tulsa, Ok
C•••••• O•• I••••••••• I••• former
Dec 6, 2018 to Apr 14, 2022 · Tulsa, Ok
F•••• A••••• A••••••• S•••••••• I••• former
May 5, 2016 to Feb 7, 2019 · Tulsa, Ok
K•• C•••••• L•• former
Apr 22, 2016 to Dec 14, 2018 · Tulsa, Ok

Moves

a registration end followed by a registration begin elsewhere

C••••••• P••••••• I••••••••• A•••••••• L•• to S••••• M•••••••••
left Nov 8, 2023, registered Nov 9, 2023 (1 days) · Other
C•••••• O•• I••••••••• I••• to C••••••• P••••••• I••••••••• A•••••••• L••
left Apr 14, 2022, registered Apr 14, 2022 (0 days) · Other
F•••• A••••• A••••••• S•••••••• I••• to C•••••• O•• I••••••••• I•••
left Feb 7, 2019, registered Dec 6, 2018 (-63 days) · Affiliated broker-dealer or bank to independent RIA
K•• C•••••• L•• to F•••• A••••• A••••••• S•••••••• I•••
left Dec 14, 2018, registered May 5, 2016 (-953 days) · Other

Signals

B••••••• P•••• W•••• left C••••••• P••••••• I••••••••• A•••••••• L•• for S••••• M••••••••• (registered 2023-11-09)
Nov 8, 2023 · Advisor changed firm · fact
B••••••• P•••• W•••• left C•••••• O•• I••••••••• I••• for C••••••• P••••••• I••••••••• A•••••••• L•• (registered 2022-04-14)
Apr 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address