RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• L•••• B•••••
- T••••• W•••••• L••••• independent RIA currentsince Mar 4, 2019 · Scottsdale, Az
- A••••• T••••• P•••••• W••••• independent RIAJul 24, 2017 to Feb 25, 2019 · Scottsdale, Az
- T••• F•••••••• independent RIAJan 11, 2016 to Aug 31, 2017 · Scottsdale, Az
- V••• W••••• M••••••••• P••• independent RIAAug 13, 2015 to Jan 4, 2016 · Flagstaff, Az
- A••••• T••••• P•••••• W••••• to T••••• W•••••• L•••••left Feb 25, 2019, registered Mar 4, 2019 (7 days) · RIA to RIA
- T••• F•••••••• to A••••• T••••• P•••••• W•••••left Aug 31, 2017, registered Jul 24, 2017 (-38 days) · Other
- V••• W••••• M••••••••• P••• to T••• F••••••••left Jan 4, 2016, registered Jan 11, 2016 (7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address