RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••• H•••••••• R•••••
- A••••• C•••••• L•• independent RIA currentsince Nov 18, 2024 · Monterrey
- C•••••• independent RIAAug 1, 2023 to Sep 25, 2024 · San Antonio, Tx
- I••••••••• W••••• A•••••••• L•• formerJun 21, 2016 to Aug 2, 2023 · San Antonio, Tx
- I••••••••• W••••• A•••••••• L•• formerFeb 23, 2016 to Jun 7, 2016 · San Antonio, Tx
- C•••••• to A••••• C•••••• L••left Sep 25, 2024, registered Nov 18, 2024 (54 days) · RIA to RIA
- I••••••••• W••••• A•••••••• L•• to C••••••left Aug 2, 2023, registered Aug 1, 2023 (-1 days) · RIA to RIA · moved with a team
- N••••• H•••••••• R••••• left Corient for A••••• C•••••• L•• (registered 2024-11-18)Sep 25, 2024 · Advisor changed firm · fact
- N••••• H•••••••• R••••• left I••••••••• W••••• A•••••••• L•• for Corient (registered 2023-08-01)Aug 2, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address