DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christian R Moore
Feed of 09/14/2026
Also filed as Christian R Moore
At current firm
0 y
since Jun 1, 2026
In the industry
10 y
since Dec 18, 2015 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- U.S. Bancorp Advisors, LLC BD affiliated currentsince Jun 1, 2026 · Columbus, Oh
- Key Investment Services LLC BD affiliatedApr 17, 2023 to Jun 11, 2026 · Columbus, Oh
- Janney Montgomery Scott LLC BD affiliatedMay 2, 2022 to Mar 28, 2023 · Columbus, Oh
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMay 11, 2020 to Apr 28, 2022 · Grove City, Oh
- Key Investment Services LLC BD affiliatedAug 28, 2019 to Apr 20, 2020 · Cleveland, Oh
Moves
a registration end followed by a registration begin elsewhere
- Key Investment Services LLC to U.S. Bancorp Advisors, LLCleft Jun 11, 2026, registered Jun 1, 2026 (-10 days) · Affiliated broker-dealer or bank to another
- Janney Montgomery Scott LLC to Key Investment Services LLCleft Mar 28, 2023, registered Apr 17, 2023 (20 days) · Affiliated broker-dealer or bank to another
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Janney Montgomery Scott LLCleft Apr 28, 2022, registered May 2, 2022 (4 days) · Wirehouse to affiliated broker-dealer or bank
- Key Investment Services LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Apr 20, 2020, registered May 11, 2020 (21 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- Christian R Moore left Key Investment Services Llc for U.S. Bancorp Advisors, Llc (registered 2026-06-01)Jun 11, 2026 · Advisor changed firm · fact
- Christian R Moore left Janney Montgomery Scott Llc for Key Investment Services Llc (registered 2023-04-17)Mar 28, 2023 · Advisor changed firm · fact
- Christian R Moore left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Janney Montgomery Scott Llc (registered 2022-05-02)Apr 28, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address