DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
D•••••• C• C•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as D•••••• C•••••• C••••••••• C• C••••••••• C•••••
At current firm
0 y
since Feb 13, 2026
In the industry
11 y
since Jul 1, 2015 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S••••• W••••• A•••••••• I••• no RAUM currentsince Feb 13, 2026 · Tysons Corner, Va
- S•••••••• A••••••• L•• national BDMar 31, 2025 to Feb 11, 2026 · Upper Marlboro, Md
- F••••••• P••••••• A•• W•••••••• A••••••• formerNov 26, 2018 to Mar 31, 2025 · Midlothian, Va
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Oct 11, 2018 · Boston, Ma
- S•••••••• A••••••• L•• national BDMay 24, 2016 to Jul 13, 2018 · Covington, Ky
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to S••••• W••••• A•••••••• I•••left Feb 11, 2026, registered Feb 13, 2026 (2 days) · Other · moved with a team
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedFeb 11, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address