DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Edward Michael Botelho

Foundations Investment Advisors LLCindependent RIABristol, Ri IA-onlyIAPD 6532422

Feed of 09/15/2026

Also filed as Edward Michael Botelho

At current firm

1 y

since Jun 23, 2025

In the industry

11 y

since May 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Foundations Investment Advisors LLC independent RIA current
since Jun 23, 2025 · Bristol, Ri
Creativeone Wealth, LLC independent RIA
May 17, 2024 to Jun 17, 2025 · Overland Park, Ks
Horter Investment Management, LLC independent RIA
Jul 11, 2023 to May 17, 2024 · Cincinnati, Oh
Securities America Advisors, Inc. former
Jul 18, 2022 to Aug 9, 2022 · Warren, Ri
Securian Financial Services, Inc. former
Sep 16, 2021 to Apr 21, 2022 · Braintree, Ma
MML Investors Services, LLC BD affiliated
Jan 21, 2021 to Aug 10, 2021 · Seekonk, Ma

Moves

a registration end followed by a registration begin elsewhere

Creativeone Wealth, LLC to Foundations Investment Advisors LLC
left Jun 17, 2025, registered Jun 23, 2025 (6 days) · RIA to RIA · moved with a team
Horter Investment Management, LLC to Creativeone Wealth, LLC
left May 17, 2024, registered May 17, 2024 (0 days) · RIA to RIA
Securities America Advisors, Inc. to Horter Investment Management, LLC
left Aug 9, 2022, registered Jul 11, 2023 (336 days) · Affiliated broker-dealer or bank to independent RIA
Securian Financial Services, Inc. to Securities America Advisors, Inc.
left Apr 21, 2022, registered Jul 18, 2022 (88 days) · RIA to affiliated broker-dealer or bank
MML Investors Services, LLC to Securian Financial Services, Inc.
left Aug 10, 2021, registered Sep 16, 2021 (37 days) · Affiliated broker-dealer or bank to another

Signals

Edward Michael Botelho left Creativeone Wealth, Llc for Foundations Investment Advisors Llc (registered 2025-06-23)
Jun 17, 2025 · Advisor changed firm · fact
Edward Michael Botelho left Horter Investment Management, Llc for Creativeone Wealth, Llc (registered 2024-05-17)
May 17, 2024 · Advisor changed firm · fact
Edward Michael Botelho left Securities America Advisors, Inc. for Horter Investment Management, Llc (registered 2023-07-11)
Aug 9, 2022 · Advisor changed firm · fact
Edward Michael Botelho left Securian Financial Services, Inc. for Securities America Advisors, Inc. (registered 2022-07-18)
Apr 21, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address