RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
I•• W•••• C••••••
- C••••••• P••••••• independent RIA currentsince May 25, 2026 · Overland Park, Ks
- A••••••••• F•••••••• S•••••••• L•• national BDNov 2, 2022 to Aug 9, 2023 · Plantation, Fl
- V••• I••••••••• M••••••••• C•• L•• asset managerApr 27, 2019 to Oct 4, 2022 · Atlanta, Ga
- A••••••••• F•••••••• S•••••••• L•• to C••••••• P•••••••left Aug 9, 2023, registered May 25, 2026 (1020 days) · Affiliated broker-dealer or bank to independent RIA
- V••• I••••••••• M••••••••• C•• L•• to A••••••••• F•••••••• S•••••••• L••left Oct 4, 2022, registered Nov 2, 2022 (29 days) · Other
- I•• W•••• C•••••• left A••••••••• F•••••••• S•••••••• L•• for C••••••• P••••••• (registered 2026-05-25)Aug 9, 2023 · Advisor changed firm · fact
- I•• W•••• C•••••• left V••• I••••••••• M••••••••• C•• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2022-11-02)Oct 4, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address