RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• W••••• P••••
- N••••••••• I••••••••• A•••••••• L•• BD affiliated currentsince Sep 13, 2023 · Columbus, Oh
- I••••••••• W•••••• L•• independent RIAOct 8, 2020 to Sep 1, 2023 · Tampa, Fl
- N••••••••• M••••• I••••••••• S••••••••• no RAUMMar 13, 2019 to Oct 23, 2020 · Tampa, Fl
- I••••••••• W•••••• L•• to N••••••••• I••••••••• A•••••••• L••left Sep 1, 2023, registered Sep 13, 2023 (12 days) · RIA to affiliated broker-dealer or bank
- N••••••••• M••••• I••••••••• S••••••••• to I••••••••• W•••••• L••left Oct 23, 2020, registered Oct 8, 2020 (-15 days) · Other · moved with a team
- Blake Watson Price left Instrumental Wealth, Llc for Nationwide Investment Advisors, Llc (registered 2023-09-13)Sep 1, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address