DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Instrumental Wealth, LLC
Latest filing Mar 28, 2026
First filing on the tape Sep 2, 2020 · 20 filings
SEC status approved since Oct 2, 2020
RAUM
$508M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$492M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$102M
derived; firm RAUM over IAPD count
Employees
12
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$508M as of Mar 28, 2026
Jan 28, 2021$133M then
HNW client RAUM$350M as of Mar 28, 2026
Jan 28, 2021$50.0M then
State-registered IARs (5.B.3)5 as of Mar 28, 2026
Jan 28, 20214 then
Employees (5.A)12 as of Mar 28, 2026
Jan 28, 20216 then
Private funds: no history
RAUM +28% over the last fiscal year+22% a year over threeIARs 4 to 5offices 0 to 1
Practice profile
derived from the filing of Mar 28, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $102MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 114derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $238,720derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.4derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +28%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.9%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $108M, 154 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$350M69%
- Individuals$141M28%
- Corporations and businesses$11.5M2.3%
- Charitable organizations$4.3M0.8%
- Pension and profit-sharing plans$471,4610.1%
- Individual clients
- 452reported
- HNW clients
- 116reported
- Pension plan clients
- 1reported
- Charitable clients
- 1reported
- Accounts
- 2,128reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $108M for 154 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| David Scott SilverCertified Financial Planner | Tampa, Fl | Oct 8, 2020 | 22 y | 1 |
| Andrew Gene AllenCertified Financial Planner, Chartered Financial Consultant | Tampa, Fl | Oct 8, 2020 | 20 y | 0 |
| Matthew O Harbert | Tampa, Fl | Oct 8, 2020 | 28 y | 1 |
| Gabriella Marie DelmonacoCertified Financial Planner | Tarrytown, Ny | Apr 17, 2025 | 12 y | 2 |
| Jordan Joseph Arnold | Tampa, Fl | Dec 4, 2025 | 12 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- Alex Spencer Bethune to Zero Day Capital Enterprises LLCNov 6, 2024 · RIA to RIA
- Sean Michael Williams to Cadence Wealth Partners, LLCFeb 29, 2024 · RIA to a state-registered adviser
- Blake Watson Price to Nationwide Investment Advisors, LLCSep 1, 2023 · RIA to affiliated broker-dealer or bank
Joined, latest
- Jordan Joseph Arnold from Northwestern Mutual Investment Services,LLCDec 4, 2025 · Other
- Gabriella Marie Delmonaco from Ameriprise Financial Services, LLCApr 17, 2025 · Affiliated broker-dealer or bank to independent RIA
- Alex Spencer Bethune from Ernst & Young Investment Advisers LlpApr 22, 2024 · Other
- David Scott Silver from Northwestern Mutual Investment Services,LLCOct 8, 2020 · Other
- Blake Watson Price from Northwestern Mutual Investment Services,LLCOct 8, 2020 · Other
- Matthew O Harbert from Northwestern Mutual Investment Services,LLCOct 8, 2020 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from Northwestern Mutual Investment Services,LLCOct 23, 2020 · Tampa, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- O Matthew Harbert · Chief Investment Officercontrolsince 10/2020 · owns less than 5%
- Scott David Silver · Chief Executive Officer And Chief Compliance Officercontrolsince 10/2020 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tampa, Fl · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,930 to 2,128Dec 3, 2025 to Mar 28, 2026
- Advisory employees · 4 to 5Dec 3, 2025 to Mar 28, 2026
- HNW clients · 80 to 116Dec 3, 2025 to Mar 28, 2026
- Individual clients · 483 to 452Dec 3, 2025 to Mar 28, 2026
- Assets in custody · $19.1M to $108MDec 3, 2025 to Mar 28, 2026
- Employees · 10 to 12Dec 3, 2025 to Mar 28, 2026
- Financial planning clients · 101-250 to 251-500Dec 3, 2025 to Mar 28, 2026
- State-registered IARs · 4 to 5Dec 3, 2025 to Mar 28, 2026
- Discretionary RAUM · $397M to $507MDec 3, 2025 to Mar 28, 2026
- HNW RAUM · $247M to $350MDec 3, 2025 to Mar 28, 2026
- Individual RAUM · $140M to $141MDec 3, 2025 to Mar 28, 2026
- Non-discretionary RAUM · $0 to $700,488Dec 3, 2025 to Mar 28, 2026
- Pension RAUM · $438,389 to $471,461Dec 3, 2025 to Mar 28, 2026
- RAUM · $397M to $508MDec 3, 2025 to Mar 28, 2026
- Other offices · 0 to 1Jun 6, 2025 to Dec 3, 2025
- Financial planning clients · 101-250 to 101-250Apr 17, 2025 to Jun 6, 2025
- Accounts · 1,888 to 1,930Jan 9, 2025 to Apr 17, 2025
- Advisory employees · 5 to 4Jan 9, 2025 to Apr 17, 2025
- Corporate clients · 2 to 3Jan 9, 2025 to Apr 17, 2025
- HNW clients · 38 to 80Jan 9, 2025 to Apr 17, 2025
- Individual clients · 564 to 483Jan 9, 2025 to Apr 17, 2025
- Assets in custody · $148M to $19.1MJan 9, 2025 to Apr 17, 2025
- Employees · 9 to 10Jan 9, 2025 to Apr 17, 2025
- State-registered IARs · 5 to 4Jan 9, 2025 to Apr 17, 2025
- Discretionary RAUM · $345M to $397MJan 9, 2025 to Apr 17, 2025
- HNW RAUM · $157M to $247MJan 9, 2025 to Apr 17, 2025
- Individual RAUM · $186M to $140MJan 9, 2025 to Apr 17, 2025
- Pension RAUM · $377,807 to $438,389Jan 9, 2025 to Apr 17, 2025
- RAUM · $345M to $397MJan 9, 2025 to Apr 17, 2025
- Accounts · 1,749 to 1,888Sep 1, 2023 to Mar 25, 2024
- Advisory employees · 6 to 5Sep 1, 2023 to Mar 25, 2024
- HNW clients · 29 to 38Sep 1, 2023 to Mar 25, 2024
- Individual clients · 549 to 564Sep 1, 2023 to Mar 25, 2024
- Pension plan clients · 9 to 1Sep 1, 2023 to Mar 25, 2024
- Assets in custody · $104M to $148MSep 1, 2023 to Mar 25, 2024
- State-registered IARs · 6 to 5Sep 1, 2023 to Mar 25, 2024
- Other offices · 1 to 0Sep 1, 2023 to Mar 25, 2024
- Discretionary RAUM · $279M to $345MSep 1, 2023 to Mar 25, 2024
- HNW RAUM · $65.5M to $157MSep 1, 2023 to Mar 25, 2024
- Individual RAUM · $211M to $186MSep 1, 2023 to Mar 25, 2024
Signals
9 dated events
- Instrumental Wealth, Llc reported RAUM $508.0M, up 28% from $397.1M (2025-12-03 to 2026-03-28)Mar 28, 2026 · RAUM change · derived
- Alex Spencer Bethune left Instrumental Wealth, Llc for Zero Day Capital Enterprises Llc (registered 2025-03-07)Nov 6, 2024 · Advisor changed firm · fact
- Sean Michael Williams left Instrumental Wealth, Llc for Cadence Wealth Partners, Llc (registered 2024-02-29)Feb 29, 2024 · Advisor changed firm · fact
- Blake Watson Price left Instrumental Wealth, Llc for Nationwide Investment Advisors, Llc (registered 2023-09-13)Sep 1, 2023 · Advisor changed firm · fact
- O Matthew Harbert (Chief Investment Officer) appeared on Schedule A of Instrumental Wealth, LlcMar 22, 2022 · Control person joined · fact
- Jean Pamela Stross (Chief Compliance Officer) no longer on Schedule A of Instrumental Wealth, Llc (listed 2020-09-11, absent 2020-10-08)Oct 8, 2020 · Control person left · inference
- Vieson Julie Fanelli (Trustee) no longer on Schedule A of Instrumental Wealth, Llc (listed 2020-09-11, absent 2020-10-08)Oct 8, 2020 · Control person left · inference
- Scott David Silver (Chief Compliance Officer & Sole Member) appeared on Schedule A of Instrumental Wealth, LlcOct 8, 2020 · Control person joined · fact
- Tarit Advisors, Llc filed its initial SEC registration (Form ADV)Sep 2, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- gabby.delmonaco@instrumentalwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- angela.ruiz@instrumentalwealth.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- daniel.calderon@instrumentalwealth.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- hillary.deafenbaugh@instrumentalwealth.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- john.deimling@instrumentalwealth.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- michelle.thompson@instrumentalwealth.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 813-578-7001reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 813-578-7008reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/instrumentalwealthreportedpublic record, Form ADV, Sep 17, 2026
- Website
- instrumentalwealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 813-578-7001reportedpublic record, Form ADV, Mar 28, 2026
- Team page
- instrumentalwealth.com/who-we-arereportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $102Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026