DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Beatriz Corina Gomez Rutmann
At current firm
5 y
since Jun 11, 2021
In the industry
13 y
since Feb 1, 2013 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Morgan Stanley wirehouse currentsince Jun 11, 2021 · Miami, Fl
- Wells Fargo Advisors wirehouseAug 20, 2020 to May 17, 2021 · Miami, Fl
- Itau International Securities Inc. formerOct 26, 2018 to Sep 5, 2019 · Miami, Fl
- Harbor Ithaka mixed wealthDec 6, 2017 to May 2, 2018 · Aventura, Fl
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJul 12, 2016 to Feb 10, 2017 · Miami, Fl
Moves
a registration end followed by a registration begin elsewhere
- Wells Fargo Advisors to Morgan Stanleyleft May 17, 2021, registered Jun 11, 2021 (25 days) · Wirehouse to wirehouse · moved with a team
- Itau International Securities Inc. to Wells Fargo Advisorsleft Sep 5, 2019, registered Aug 20, 2020 (350 days) · RIA to wirehouse
- Harbor Ithaka to Itau International Securities Inc.left May 2, 2018, registered Oct 26, 2018 (177 days) · RIA to RIA
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Harbor Ithakaleft Feb 10, 2017, registered Dec 6, 2017 (299 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address