DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

V••••• H•••

E••••• J••••national BDSt. Louis, Mo dual registrantIAPD 6538005

Feed of 09/14/2026

Also filed as V••••• H•••

At current firm

2 y

since Oct 6, 2023

In the industry

16 y

since Aug 1, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since Oct 6, 2023 · St. Louis, Mo
E••••• J•••• national BD
Apr 26, 2022 to Jun 6, 2022 · St. Louis, Mo
C••• B•••••••• S•••••••• I••• former
Apr 22, 2021 to Mar 31, 2022 · East Alton, Il
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 11, 2020 to Apr 16, 2021 · Saint Louis, Mo
W•••• F•••• A••••••• wirehouse
Oct 26, 2017 to Jan 21, 2020 · St. Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

C••• B•••••••• S•••••••• I••• to E••••• J••••
left Mar 31, 2022, registered Apr 26, 2022 (26 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••• B•••••••• S•••••••• I•••
left Apr 16, 2021, registered Apr 22, 2021 (6 days) · Wirehouse to affiliated broker-dealer or bank
W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jan 21, 2020, registered Jun 11, 2020 (142 days) · Wirehouse to wirehouse

Signals

V••••• H••• left C••• B•••••••• S•••••••• I••• for E••••• J•••• (registered 2022-04-26)
Mar 31, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address