DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

William Fraser Hazen

State Farm Investment Management Corp.asset managerEvans, Gadual registrantIAPD 6540254

Feed of 09/14/2026

Also filed as William Hazen

At current firm

0 y

since Nov 19, 2025

In the industry

11 y

since Jul 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

State Farm Investment Management Corp. asset manager current
since Nov 19, 2025 · Evans, Ga
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Oct 20, 2022 to Oct 9, 2025 · Augusta, Ga
Wells Fargo Advisors wirehouse
Oct 2, 2015 to Oct 26, 2022 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

Merrill Lynch, Pierce, Fenner & Smith Incorporated to State Farm Investment Management Corp.
left Oct 9, 2025, registered Nov 19, 2025 (41 days) · Other
Wells Fargo Advisors to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Oct 26, 2022, registered Oct 20, 2022 (-6 days) · Wirehouse to wirehouse

Signals

William Fraser Hazen left Merrill Lynch, Pierce, Fenner & Smith Incorporated for State Farm Investment Management Corp. (registered 2025-11-19)
Oct 9, 2025 · Advisor changed firm · fact
William Fraser Hazen left Wells Fargo Advisors for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-10-20)
Oct 26, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address