DFX Intelligence
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Feed of 09/14/2026
Also filed as A••••• R••••
At current firm
8 y
since Nov 2, 2017
In the industry
14 y
since Mar 1, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Nov 2, 2017 · Smithville, Mo
- P•••••••• S••••••••• I••• BD affiliatedDec 23, 2015 to Nov 2, 2017 · Overland Park, Ks
Moves
a registration end followed by a registration begin elsewhere
- P•••••••• S••••••••• I••• to E••••• J••••left Nov 2, 2017, registered Nov 2, 2017 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address