D••••••• M•••• B•••••••

M••••• S••••••wirehouseNewport Beach, Cadual registrantIAPD 6543101

Feed of 09/14/2026

Also filed as D••••••• M•••• W••••••••• W••••

At current firm

1 y

since Mar 13, 2025

In the industry

10 y

since Feb 29, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Mar 13, 2025 · Newport Beach, Ca
U•• F•••••••• S••••••• I••• wirehouse
Sep 22, 2016 to Mar 11, 2025 · Newport Beach, Ca
J••• M••••• S••••••••• L•• wirehouse
Mar 1, 2016 to Sep 30, 2016 · Newport Beach, Ca

Moves

a registration end followed by a registration begin elsewhere

U•• F•••••••• S••••••• I••• to M••••• S••••••
left Mar 11, 2025, registered Mar 13, 2025 (2 days) · Wirehouse to wirehouse · moved with a team
J••• M••••• S••••••••• L•• to U•• F•••••••• S••••••• I•••
left Sep 30, 2016, registered Sep 22, 2016 (-8 days) · Wirehouse to wirehouse · moved with a team

Signals

••• Locked
Mar 11, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address